Category: Capital Markets Authority Law

Disclosure of interests Article 100 A beneficiary means a person who has an interest representing…

General and transitional provisions Article 149 The Commission may exchange information and documents relating to…

Acquisitions and protection of minority rights Article 71 An offer to acquire means an offer,…

Penalties and disciplinary sanctions – First branch Jurisdiction and Procedures (108 – 116) Article 108…

Collective investment systems Article 76 A collective investment system shall mean any of the following…

Audit the accounts of authorized persons Article 68 Each licensed person shall organize and maintain…

Organized securities activities Article 63 No person may engage in any of the following activities…

Clearing Agency Article 48 The Clearing Agency shall mean any entity that provides a facility…

Stock exchanges Article 31 A stock exchange refers to the market dedicated to reconciling offers…